COMPLIANCE SERVICES FOR PRIVATE EQUITY & VENTURE CAPITAL FIRMS

Early Phase and Startup Advice

We provide advice and hands on assistance on all the technical and compliance issues related to start up and early phase development.


Fund Structure and Location

Deciding the structure and location of a Private Equity Fund is vitally important as it is likely to have a major impact on the taxation, marketing and regulatory implications. Naturally, we can help our clients to consider the options and obtain any specialist advice required via our network of regulatory, legal and taxation advisers.


Investment Process

Having established the fund structure and location, we will help our clients to document compliant investment processes and procedures. We will ensure they don’t overlook any of their regulatory obligations without strangling their business in red tape.


Deal Making

We will help our clients to plan and establish clear and compliant deal making arrangements. We will help them to document the process and ensure the procedures are compliant.


Application

Having helped our clients work through the various regulatory, organizational and operational issues, we will assist them in preparing their application for authorization by the Financial Authority. We will provide hands-on support and guidance.


We frequently assist our clients to understand how to structure their financial resources to meet regulatory requirements and to monitor to ensure they remain compliant. We also have a great deal of experience in helping firms to structure the financial resources required by a regulator for their business. In particular, we have often assisted clients to avoid locking-in capital unnecessarily.

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